Sunday, April 24, 2022

Factors Affecting Portfolio Strategy - 1: External Environmental Factors


The dynamic elements of environment affect the way in which choice of strategy is made. The survival and prosperity of a firm depend largely on the interaction of the elements of environment—such as shareholders, customers, suppliers, competitors, the government and the community. These elements constitute the external constraints. The flexibility in the choice of strategy is often governed by the extent and degree of the firm’s dependence on the environment.

Pearce and Robinson (2010) stated, “A major constraint on strategic choice is the power of environmental elements. If a firm is highly dependent on one or more environmental factors, its strategic alternatives and ultimate choice must accommodate this dependence. The greater a firm’s external dependence, the lower its range and flexibility in strategic choice.”

Well established, large companies in different industries are more powerful vis-a-vis their environments and therefore have greater flexibility in the strategic choice than their counterparts in the respective fields.

a.     Competition from other Businesses

The Porters 5 forces Analysis gives a framework to understand the competition from other businesses: Suppliers Power, Competitive Rivalry, Entry and Exit barriers.

Dynamism of Market Sector:

 

In modern conditions the dynamics of the external environment (market) is a function of technology development, innovation, changes in demand, competition, regulatory mechanisms and cyclical economic development and is a major factor determining the strategic behavior of the company. In addition, dynamic market conditions determine not only the structure of the market and the level of competition, but also the development prospects and profit potential.

The strategic behavior refers to the business practices applied by a company in the industry to realize its  competitive advantages. The strategy of each company is determined by the market structure, industry specificity and  competitive company policies (external factors), but on the other hand it is based on internal factors (resources and distinctive competences), independent of the above. Therefore, it is necessary not only to study the influence of external factors, but also the influence of internal factors (firm resources) to realize the competitive advantages and performance.

According to Glueck(1980) the strategic choice is affected by the relatively volatility of market sector the firm chooses to operate in. Market forces vehemently influence the choice of strategy.

For example, a firm which obtains bulk supply of its raw materials or components in a competitive market will have greater flexibility in its strategic choice than another firm which has to depend for its supplies on an oligopolistic market.

 

 


 

 

b.    Social and Cultural Factors

PESTEL analysis also takes into consideration social factors, which are related to the cultural and demographic trends of society. Social norms and pressures are key to determining consumer behavior. Factors to be considered are the following:

  • Cultural Aspects & Perceptions
  • Health Consciousness
  • Populations Growth Rates
  • Age Distribution
  • Career Attitudes

 

Social Factors Example: The percentage of the American population that smokes has decreased since the 1970s, due to changes in society’s perception of health and wellness.

 

i.                    Industry and Cultural Backgrounds:

 

Culture acts as an important force, modeling the perceptions, dispositions and behaviors of individuals (Triandis, 1989), influencing the willingness of individuals to start a business and, consequently, their probability of failure or success. According to Geert Hofstede (1980, 2001), culture is “the collective mind programming”, “a shared mental software.” Culture is both a source and a manifestation of group distinction and diversity. From a historical point of view, nations are political expressions of cultural similarities. National governments shape the work culture through specific legislation and provide a basis for how to operate multinational firms, both within the country and abroad.

For Igor Ansoff (1968) strategy is “a decision that runs relations between the enterprise and the environment”, and Henry Mintzberg (Vagu, Stegăroiu et al., 2014) offers for the enterprise strategy the following five meanings: plan, ploy, pattern, position and perspective. Schneider, Barsoux and Stahl (2014) refer to the relationship between culture and strategy, appreciating that their definition of culture – a solution to problems of external adaptation and internal integration – can be used equally well in defining the concept of strategy. A strong culture must be adaptive and strategically appropriate to support the company's orientation towards development and performance (Huţu, 1999). Companies build value systems that express the essence of their philosophy of success, and provide a common direction to sustain performance. Establishing the value system in close correlation with efficiency and effectiveness has special implications for how to set mission, goals and strategies, structure formation, and plan implementation






 

For Igor Ansoff (1968) strategy is “a decision that runs relations between the enterprise and the environment”, and Henry Mintzberg (Vagu, Stegăroiu et al., 2014) offers for the enterprise strategy the following five meanings: plan, ploy, pattern, position and perspective. Schneider, Barsoux and Stahl (2014) refer to the relationship between culture and strategy, appreciating that their definition of culture – a solution to problems of external adaptation and internal integration – can be used equally well in defining the concept of strategy. A strong culture must be adaptive and strategically appropriate to support the company's orientation towards development and performance (Huţu, 1999). Companies build value systems that express the essence of their philosophy of success, and provide a common direction to sustain performance. Establishing the value system in close correlation with efficiency and effectiveness has special implications for how to set mission, goals and strategies, structure formation, and plan implementation

The perception of cultural distance influences strategic choice. Business partners from another country will develop more trust in their home country if there are many similarities between the two business cultures, such as between US and British culture. Cultural dimension short-term orientation vs. long-term orientation seems to influence the strategic choices at different levels of analysis. According to Geert Hofstede's approach, “long-term orientation stands for the fostering of virtues oriented toward future rewards – in particular, perseverance and thrift. Its opposite pole, short-term orientation, stands for the fostering of virtues related to the past and present – in particular, respect for tradition, preservation of “face” and fulfilling social obligations” (Hofstede, Hofstede and Minkov, 2012). China, Southeast Asian countries called dragons or tigers, alongside Japan occupy the leading positions in the dimension of "long-term orientation". Americans can focus on their strategic short-term profit choices, while the Japanese prefer to build the future through investment, research and development, giving priority to increasing market share (Deresky, 2014). Risk orientation has been identified as an explanation for choosing between different ways of entering a company in a foreign market (“equity mode” vs. “non-equity mode”) (Pan and Tse, 2000). “Equity modes” (joint ventures, green fields) imply a high level of control from the headquarters of the company, giving it a considerable investment attachment. “Non-equity modes” imply a lower level of control because the volume and scope of investment are lower. Risk orientation is closely linked to Hofstede's “avoidance of uncertainty” dimension. Companies from countries with high uncertainty avoidance (those in Africa or Latin America) tend to prefer “non-equity modes” to reduce their exposure to risk, while organizations from countries with low uncertainty avoidance will be more inclined to adopt “equity mode”. Pan and Tse (2000) also found that companies in countries with high power distance tend to adopt “equity entry mode” when they want to expand abroad.

 

a.     Industry and cultural backgrounds affect strategic choice.

 

For example, executives with strong ties within an industry tend to choose strategies commonly used in that industry. Other executives who have come to the firm from another industry and have strong ties outside the industry tend to choose different strategies from what is being currently used in their industry.

 

b.     Country of origin often affects preferences.

 

For example, Japanese managers prefer a cost-leadership strategy more than do United States managers. Research reveals that executives from Korea, the U.S., Japan, and German tend to make different strategic choices in similar situations because they use different decision criteria and weights.







c.      Intra-Organisational Factors:

 

Organisational factors also affect the strategic choice. These include organisational mission, strategic intent, goals, organisation’s business definition, resources, policies, etc. Besides these factors, organisational strengths, weaknesses, and capability to implement strategic alternatives also affect the strategic choice.

 

Cyert and March (1963) have observed another power factor that influence strategic choice. They explained that “in large organisations, subunits and individuals have reason to support some alternatives opposed by others. Mutual interest often draws certain groups together in a coalition to enhance their position on major strategic issues. These coalitions, particularly the more powerful ones, exert considerable influence in the strategic choice process.” More on coalition phenomenon is separately discussed later in this chapter.

 

 

d.    Laws, Regulations and Governmental Policies:

 

i.                   Legal Factors

There is often uncertainty regarding the difference between political and legal factors in the context of a PESTEL analysis. Legal factors pertain to any legal forces that define what a business can or cannot do. Political factors involve the relationship between business and the government. Political and legal factors can intersect when governmental bodies introduce legislature and policies that affect how businesses operate.

Legal factors include the following:

  • Industry Regulation
  • Licenses & Permits
  • Labor Laws
  • Intellectual Property

 

Legal Factors Example: A restaurant is forced to shut down after not meeting food safety standards set out in state law.

ii.                  Governmental Policies

This includes the regulations, directives, guidelines and regulations of business environment. The government plays a crucial role in setting down the priorities and projects of the business. A change in government policies may affect the future prospects of a business.

Almost every industry depends on the governmental policies to a great extent. Government reports also have a major impact on the strategic plans of the organisations. Thus governmental policies act as the most important factor that a strategist should take into account while making strategic choices.

Monopolistic And Restrictive Trade Practices Act,1969 amendment in 1984 was brought on the recommendations of the Sachar Committee. The amendment ensured that Section 36A was added to the Act to protect the consumers against unfair trade practices so that effective action can be taken against them. Claims against fake and misleading advertisements, wrong representation of goods, false guarantees came under this Act. On September 27,1991, the Government amended the MRTP Act, 1969 through a Presidential Ordinance which substantially changed the entire character of the original Act. The Ordinance removed all pre-entry restrictions on the setting up of new undertakings and expansion of the existing ones.

Pricing of petroleum products from Govt Dept to Petroleum companies is a policy change. Liberalisation of Interest rates, FX rates etc are some other policy changes that have happened to modern Indian economy.

ii.                  Political factors

When looking at political factors, you are looking at how government policy and actions intervene in the economy and other factors that can affect a business. These include the following:

One of the reasons that elections tend to be a period of uncertainty for a country is that different political parties have diverging views and strategies for policy on the items above.

The Goods and Services Tax (GST), which has replaced the Central and State indirect taxes in India such as VAT, Excise duty and Service tax, was implemented from 1st July 2017

 

 

e.      Technological Factors

Technological factors are linked to innovation in the industry, as well as innovation in the overall economy. Not being up to date with the latest trends of a particular industry can be extremely harmful to operations. Technological factors include the following:

  • R&D Activity
  • Automation
  • Technological Incentives
  • The Rate of change in technology

 

Technological Factors Example: A company decides to digitize their physical data files to allow for quicker access to company information. Bank Tellers Counter become slim after introduction of ATMs and digital payment services in India.

Patents, copyrights etc.. are also evaluated in this section.

f.      Environmental Factors

PEST/PESTEL framework is used to understand the wider economic scenario in which the firm operates.

i.                   Economic Factors

Economic Factors take into account the various aspects of the economy, and how the outlook on each area could impact your business. These economic indicators are usually measured and reported by Central Banks and other Government Agencies. They include the following:

·         Economic Growth Rates

·         Interest Rates

·         Exchange Rates

·         Inflation

·         Unemployment Rates

Often these are the focus of external environment analysis. The economic outlook is of extreme importance for a business, but the importance of the other PESTEL factors should not be overlooked.

 

Economic Factor Example: A company decides to refinance its debt after an interest rate decrease is announced.

ii.                 Environmental factors

Environmental  concerns the ecological impacts on business. As weather extremes become more common, businesses need to plan how to adapt to these changes. Key environmental factors include the following:

·         Weather Conditions

·         Temperature

·         Climate Change

·         Pollution

·         Natural disasters (tsunami, tornadoes, etc.)

Additionally, there is increasing importance for businesses to be environmentally friendly with their operations, as evidenced by the rise of Corporate Sustainability Responsibility (CSR) initiatives. Examples of CSR initiatives include carbon footprint reduction efforts and transitions into renewable material and energy sources.

Environmental Factors Example: An agricultural company has to adjust its harvest forecasts due to unexpectedly dry seasonal conditions that will prevent crop growth.


Those who read this, also read:

1. Factors Affecting Portfolio Strategy

2. Factors affecting Portfolio Strategy- Internal Factors

3. Factors Affecting Portfolio Strategy- Common Factors




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